Project Guidance

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Book Review
Historiographical Essay
Research Paper
Thesis/Dissertation Prospectus


Book Review

I expect your book reviews to conform more closely to those found in scholarly journals than to those in newspapers and general interest magazines. In newspapers and magazines, the main point of the review—besides telling what the book is about—is  often to give the reader a sense of the work's style and dramatic qualities.  Academic reviews, on the other hand, have a somewhat different agenda. Their purpose is fourfold: (1) to explain briefly what the book is about, (2) to analyze its thesis, (3) to offer a critical assessment of the book's strengths and weaknesses, and (4) to appraise its historical value. While this is not intended as a rigid formula, each of these points should be addressed in the course of your review.

1. What the Book Is About - Offer the reader a brief overview of the books' subject matter.  Try to encapsulate each work within three or four paragraphs.  Identify the major events and personalities examined, key concepts employed, etc., but do not summarize in detail.  Write as if your audience were an intelligent lay person, not the professor.  It's especially important not to assume that the reader knows the meaning of specialized terms, events, etc.

 2. Thesis - What is the author's main argument? What are s/he trying to demonstrate or refute? In the case of paired reviews, do the two authors reach similar or divergent conclusions?

 3. Strengths and Weaknesses - What do you think of the author's  theses? Does s/he do a good job of proving it? What sources did were used—personal  experience, unpublished government documents, private manuscript collections, published primary or secondary works? If the book deals extensively with non-English-speaking nations, did the author  consult sources written in the appropriate foreign languages? Do you think the author addressed all the relevant issues or can you think of some that they ought to have examined but did not? (Be careful, though, not to review "the book the author didn't write."  What are the author's qualifications for writing the book? Did s/he have a particular ax to grind? Is the writing style clear or is the prose convoluted and difficult to follow? 

4. Historical Importance - How useful would an interested historian find the book to be? What makes you think so? Whenever possible, place the book within the context of one or more of the main themes and concepts discussed in the course for which the review is being written.

 These questions and issues are intended as examples of what your paper should cover. They are not a checklist. Some may be more relevant to the books you select than others while you may come up with other questions not mentioned here.

 5. Format - Your review should be typed,, double-spaced, clearly written,  and free of grammatical errors and misspellings.

On a separate cover sheet, give the review some sort of title and below it, place your name, the course number, and the date. The book's bibliographical data should appear at the top of the review: author, title, place of publication, publisher, date of publication, number of pages. For example:

 Christopher Duffy, The Military Experience in the Age of Reason. New York: Atheneum, 1988. Pp. xi, 446.

 In instances where you quote directly from the works under review, a parenthetical citation [e.g., (Duffy, 242)] is appropriate. If other works are quoted, give the full citation in a footnote [e.g., Christopher Duffy, The Military Experience in the Age of Reason (New York: Atheneum, 1988), 242.] When in doubt, consult an appropriate reference work. One of the best is Kate L. Turabian, A Manual for Writers of Term Papers, Theses, and Dissertations (Chicago and London: University of Chicago Press).  Use the most recent edition, which is available in paperback, reasonably priced, and contains the most important elements of the most recent edition of the Chicago Manual of Style.

For additional guidance, see  Book Reviewing in the AHR [American Historical Review] and Steven Stowe, "Thinking About Reviews," Journal of American History 78 (September 1991):591-595. 

Historiographical Essay

The historiographical essay is a critical survey of the secondary literature concerning a given historical topic or problem. Although it may track the evolution of the literature over time, it more often assesses the present state of the question. It offers a cognitive map of the intellectual landscape.

Here’s a checklist of things to think about as you get ready to write a historiographical essay. It is suggestive rather than exhaustive. Let me underscore that it is a set of questions to think about, not a template for writing the essay itself.

With regard to the topic or problem you have chosen: Why does it matter? Beware of wasting time on an unworthy subject.

What are the landmark books and (sometimes) articles? Usually these will be no more than thirty years old, since scholarship is generational. Interpretations older than that have usually been overthrown or subsumed into the more recent literature. If you are writing an essay for a 700-level course, six to ten works is sufficient—and of these, concentrate on three or four major works. For 800-level seminars and dissertation prospectuses, be more comprehensive.

For each book, your approach will be similar to that of a book review except that the emphasis should be much more on critical assessment than summary. (With regard to summary, often you will do little more than give a short précis of the thesis and argument.)

Consider each author. Is she part of the academic world and if so, from what field (history, political science, American studies, etc.)? Where did she receive her training, and by whom? Has she always been engaged in the same general work, or have her intellectual interests migrated over time? What was going on in the world during her intellectual formation that may have influenced her work?

Consider her approach. Is it principally political, social, cultural, intellectual (intellectual in the sense of intellectual history), social scientific, etc.? Does the author employ traditional conceptualizations and methodologies or does she employ emerging ones? If the former, would the use of more recent approaches have strengthened her work? If the latter, did the use of “cutting edge” approaches enhance her grasp or merely dress common sense conclusions in a cloak of jargon?

For the works as a whole: Are they in active dialogue with one another? Often the authors will explicitly identify the scholars with whom they agree or disagree. Even when they do not, it is usually possible to discern this information implicitly. If they are talking past each other, that in itself is important and should be highlighted.

Can you identify specific schools of thought—substantial numbers of scholars who share a common way of defining the key questions and issues? Are the different schools of thought antagonistic and if so, why? If there are no schools of thought, why not? Is it because the topic or question is underdeveloped, outgrown, or just plain not that important. (If the latter, it’s uh-oh time!)

After reading the books, be sure to assess the state of the question. Overall, how good is the body of work? What are the on-going disputes and unanswered questions? (If there are none, the scholarly dialogue may have exhausted itself. If you you are unsure, and the key scholars train graduate students, it can sometimes be useful to check Dissertation Abstracts to see if any of their PhDs are continuing to tackle aspects of the problem.)


Also consult the following:

http://www2.bc.edu/~cashmaja/courses_1999/Methods_98/historiogr.html

http://www.southalabama.edu/history/faculty/rogers/hgy.html

http://www.cameron.edu/~richardv/syllabi/histesay.html

 

See also this section of the Thesis/Dissertation Prospectus

Research Essay

This section is in preparation.

Thesis/Dissertation Prospectus

1.  Overview

The purpose of a prospectus is twofold. First, it conveys to the dissertation advisor (and perhaps other readers too) the historical problem the student plans to examine, the way in which she intends to tackle it, the sources she expects to use, the anticipated organization of the dissertation, and the time frame in which she expects to complete the research and writing. Second, it should be easily adapted for use in grant applications.

A prospectus should be written with a critical and busy reader in mind. It should be succinct, pointed, and should anticipate the reader’s major questions without belaboring the minor ones. It should be structured in such a way that the reader can dive into it and find whatever information is desired within seconds. While there is no set length, as a general rule it should not be shorter than ten pages nor longer than fifteen.

The prospectus should have five parts: overview, historiography, problem, sources, and schedule for completion.

The overview should explain, in one or two short paragraphs, precisely what the dissertation is about. It must convey the thesis, the significance of the historical problem, and the line of argument. If a student cannot do this in four or five sentences, she does not yet have a coherent topic. (As a corollary, the student should also have a one-sentence précis of the topic memorized for use on occasions when Professor Big Deal Scholar asks what she is working on.)

The section on historiography should convey two things: first, a sense of the current “state of the question” on the dissertation topic; and second, a sense that the student has a firm grasp of the relevant secondary literature. It is often tempting to present the historiography in negative terms: historians have failed to grasp the importance of the subject, or have examined it “insufficiently,” “superficially,” etc. Presumably the student resorts to such characterizations in order to demonstrate that there is sufficient room for her own work. However, such an approach is both needless and unwise. It is needless because most scholars have little trouble believing that any worthwhile historical dialogue can be extended. It is unwise because readers ignorant of the subject matter may conclude that the necessary historiographical foundation for the dissertation has not yet been laid. Or they may be put off by the student’s gratuitous snot-nosed comments about books they themselves admire or scholars they respect. It is better, therefore, to accentuate the positive. Remember: One is not filling a gap; one is extending a dialogue.

The next section offers a more in-depth discussion of the historical problem already summarized in the overview. Its point of departure is the historiography to date. Its exact structure depends on the nature of the problem, but here are some examples of what a section on the historical problem might cover: questions suggested by the current literature that have not yet been addressed, competing interpretations that need to be reconciled or abandoned, etc.

The sources section refers less to bibliographical citations than to core archives—collections of evidence (usually though not always documentary) that are fundamental to the proposed research. For the American Civil War, for example, the printed official records (128 volumes) form a core archive; so might the papers at the Southern Freedmen's and Emancipation Project, the Henry E. Huntington Library, etc. The purpose of this section is to principally to show the reader the most important core archives, in the opinion of the student, partly to reassure the reader that the student has a good handle on this, and partly to invite (implicitly) suggestions about important collections that should be consulted in addition.

As the name implies, the schedule for completion sets forth a reasonable timetable by which the research and writing of the dissertation is to be carried out. It might include something like the following: the time devoted to preliminary research among the published literature; the time needed to conduct research trips to various archives, and the time needed to write a draft of the dissertation, circulate it for comment, make revisions, and defend it. It matters more to get the order of the tasks correct than to predict exactly how long each stage will take.


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